Forms (Click on Form Name to Download)

• ACH Authorization (Non-Retirement) - Use this form to have LPL Financial credit your bank checking or savings account from your LPL Financial account and/or debit your bank account to credit your LPL Financial account through the Automated Clearing House (ACH) system.
• Contribution Instructions Journal Request – Use this form to move monies or securities into an LPL Financial retirement account or to move monies from an LPL Financial retirement account into an Outside Investment retirement account.
• Customer Account Transfer Form and Instructions – Use these instructions to complete the Customer Account Transfer Form (F2).
• Distribution Request – Use this form to request a withdrawal from an LPL Financial-sponsored 403(b)(7) custodial account.
• Distribution Request Distributions On Demand – Use this form to set up the account to allow a financial advisor to request distributions from the client’s retirement account.
• Distribution Request – IRA & ESA – Use this form to request a withdrawal from an LPL Financial individual retirement account or an LPL Financial Coverdell Education Savings Account.
• Journal Request (Non-Retirement) – Use this form for a one-time journal of securities and/or cash from one LPL Financial non-retirement account to another.
• Periodic Distribution (Non-Retirement) – Complete this form if you would like to have periodic distributions from your account made payable to and/or sent somewhere other than your address of record.
• Permission to Disclose Personal Identifiable Information on Behalf of Client – Use this form to give permission to your financial advisor to disclose personal identifiable information to a third party.
• Premier Checkwriting Application – complete this form to open a check-writing account.
• Third Party Check Request – Complete this form to have a check made payable to or sent to a person or an address that differs from the address of record on the account.
• Wired Funds Authorization – This form serves as a letter of authorization to wire funds from your LPL Financial account to an account at another financial institution with the same registration as the LPL Financial account.
• Financial questionnaire for new clients – The first step in successfully planning for your financial future is identifying and defining your goals. Please help us understand your goals by completing this questionnaire.